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Small Business Retirement Plans- temp

Small Business Services · Oklahoma City, OK

Small Business Retirement Plans
in Oklahoma City

The right retirement plan can shelter tens of thousands a year, attract better employees, and quietly become the largest single asset on your personal balance sheet. We help Oklahoma City small business owners pick the right plan — and run it like a fiduciary should.

Schedule a Consultation
Fiduciary Standard
RFC® Consultant
Plan Design & Administration
No Account Minimums
Oklahoma City · Nationwide
Why It Matters

For Most Owners, the Business Is
the Retirement Plan — and That’s the Problem.

A surprising number of Oklahoma City small business owners are quietly betting their entire retirement on a single transaction: the eventual sale of their business — without the values-based financial plan that should anchor the decisions around it. If the sale goes well, retirement works. If the timing is wrong, the offer is low, or the buyer falls through, decades of work translate into a much smaller retirement than the owner deserves. The most effective retirement account for business owners is one that grows independently of the business — a parallel asset that is already yours when the day comes to step away. When you are ready to consider that significant liquidity event, you will want a plan already in place.

A properly designed retirement plans for business owners strategy changes that math entirely. It builds a second, parallel asset — one with serious tax advantages, one that grows independently of the business, and one that’s already yours when the day comes to step away. It anchors your broader retirement plan in something other than the business sale alone.

The right plan can shelter $30,000, $70,000, even $300,000+ of income annually depending on your structure and goals. The wrong plan — or no plan — leaves all of that on the table.

Plan Types We Design

The Right Plan Depends on
Your Size, Goals, and Team.

There is no one-size-fits-all answer for retirement plans for business owners. Each of these has a place — the question is which fits the business you actually have.

SEP-IRA

Simple. Powerful. Low Overhead.

Simple to set up, no annual filing, employer-only contributions. The SEP-IRA is the most accessible IRA for business owners who want substantial tax-deferred savings without administrative overhead — best for solo owners or small teams.

SIMPLE IRA

A Solid Stepping-Stone Plan.

Lower contribution limits than a 401(k) but minimal cost and complexity. A solid stepping-stone plan for businesses with employees not yet ready for full 401(k) administration.

Solo 401(k)

Maximum Flexibility for Owner-Only Businesses.

For owner-only businesses (and spouses on payroll). High contribution limits, Roth options, and the ability to combine employee deferrals with profit-sharing — the most flexible 401k for business owners in the small-business toolkit.

Safe Harbor 401(k)

Full 401(k) Without the Testing Headache.

For businesses with employees who want a true 401k for business owners without the headache of annual non-discrimination testing. Predictable employer contributions, maximum owner deferrals, and a strong recruiting tool.

Cash Balance Plan

The Highest-Impact Tax Move for High Earners.

A defined-benefit plan stacked on top of a 401(k). For high-earning owners 45+ who want to shelter $150,000–$300,000+ per year, this is often the single highest-impact tax move available.

Combination & Custom Plans

When Off-the-Shelf Doesn’t Fit.

For owners with unusual ownership structures, multi-entity businesses, or specific year-by-year tax goals. We design and coordinate plans that the off-the-shelf options can’t match.

What We Do

More Than Picking a Plan.
We Design It, Launch It, and Run It.

Plan Design

We model two or three options against your real numbers, your CPA’s input, and your team’s profile. You see exactly what each plan saves you, what each costs the business, and what each does for employees — coordinated with your broader protection and insurance strategy.

Provider Selection

Not every recordkeeper is created equal. We help you compare costs, investment menus, and service levels — and avoid the high-fee, broker-driven platforms that quietly drain participant accounts.

Implementation

Plan documents, payroll integration, employee enrollment, contribution timing — we project-manage the whole rollout so it doesn’t fall to you or your office manager.

Ongoing Fiduciary Partnership

Annual reviews, investment monitoring, employee education, and the documentation you need if anyone ever asks how the plan was governed. Your plan stays compliant and competitive year after year. As a fiduciary financial advisor, we are legally required to act in your best interest — and your employees’ — every step of the way.

“The right small business retirement plan is the most underused tax strategy in Oklahoma City. Most owners qualify for far more than they’re using.”

Kathy Williams, RFC®  ·  Founder, Advance Financial Lighthouse

Who It’s For

If Your Business Is Profitable
and Your Retirement Plan Isn’t Working as Hard as You Are.

We can help.

Solo Owners & Self-Employed Professionals

Consultants, contractors, professionals with their own practice. The Solo 401(k) and SEP IRA can shelter 5–10x what a regular IRA does.

Small Teams (2–25 Employees)

A Safe Harbor 401(k) is often the right move — and a real differentiator when you’re competing for talent in Oklahoma City.

Established Practices & Higher-Earning Owners

Doctors, dentists, attorneys, and successful business owners 45+ should be looking at a Cash Balance plan layered on top of a 401(k). Few moves rival it for tax shelter.

Owners with an Old Plan That Needs a Refresh

A plan opened ten years ago for a different team, with high-fee funds and a forgotten investment menu. We audit, redesign, or replace it — whichever serves you best.

Frequently Asked Questions

Common Questions About
Small Business Retirement Plans.

Which retirement plan is right for my small business?

The right plan depends on your business structure, number of employees, income level, and how much you want to shelter annually. A solo owner with no employees often does best with a SEP-IRA or Solo 401(k). A business with employees typically warrants a Safe Harbor 401(k). High-earning owners 45 and older should evaluate a Cash Balance plan stacked on a 401(k). We model two or three options against your real numbers before recommending anything.

How much can a business owner contribute to a retirement plan?

Contribution limits depend on the plan type and your income. A SEP-IRA allows up to 25% of compensation, capped at $69,000 for 2024. A Solo 401(k) allows combined employee deferrals and profit-sharing contributions up to $69,000 (plus a catch-up contribution if you are 50 or older). A Cash Balance plan stacked on a 401(k) can allow $150,000 to $300,000 or more annually for high-earning owners in their fifties. We model the exact numbers for your situation.

If I set up a retirement plan, do I have to offer it to my employees?

In most cases, yes — once a plan has employees who meet eligibility requirements, you must include them. The rules vary significantly by plan type: a SEP-IRA has broad eligibility requirements, a SIMPLE IRA has specific participation rules, and a Safe Harbor 401(k) requires minimum employer contributions. A properly designed plan accounts for your employee profile so there are no surprise obligations. We factor your team composition into the plan design from the start.

What does it cost to administer a small business retirement plan?

Costs vary significantly by plan type and recordkeeper. A SEP-IRA has virtually no administrative cost. A Solo 401(k) has minimal cost at most custodians. A Safe Harbor or traditional 401(k) with employees involves recordkeeping fees, investment platform costs, and potentially third-party administrator fees. We help you compare providers and avoid the high-fee, broker-driven platforms that quietly drain participant returns. The cost of a well-run plan is almost always far less than the tax savings it generates.

Can I still open a retirement plan for this tax year?

It depends on the plan type. A SEP-IRA can be opened and funded up to your tax filing deadline, including extensions — making it one of the most retroactively flexible retirement accounts for business owners. A Solo 401(k) must be established by December 31 of the tax year, though contributions can be made up to the filing deadline. A SIMPLE IRA must be set up by October 1 of the year it will be effective. We review your timeline and identify what is still available before you file.

What is a Cash Balance plan and who should consider it?

A Cash Balance plan is a defined-benefit plan that, when combined with a 401(k), can allow high-earning business owners to shelter $150,000 to $300,000 or more annually in tax-deferred contributions. It is particularly powerful for owners age 45 and older with consistent high income and stable cash flow — doctors, dentists, attorneys, and established business owners who have not saved aggressively earlier in their careers. It requires actuarial administration and a commitment to annual funding, so it is not right for every business.

Ready When You Are

Find the Right Plan
for Your Business.

In a 30-minute conversation, we’ll look at your business size, your tax situation, and your retirement goals — and tell you which plan structure deserves a closer look. No commitment.

Oklahoma City · Serving Business Owners Nationwide

Advance Financial Lighthouse — Fiduciary Financial Planning · Oklahoma City, Oklahoma

For over 30 years — guiding Oklahoma City families and business owners toward financial strength, independence, and lasting legacy.